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Registered advisor

L••• E•••• C••••••••

A••••• A•• P••••••• S•••••••BD affiliatedBrooklyn, Ct dual registrantIAPD 4357814

Feed of 09/14/2026

Also filed as L••• E•••• C••••••••

At current firm

2 y

since Apr 16, 2024

In the industry

25 y

since May 17, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Apr 16, 2024 · Brooklyn, Ct
W•••• F•••• A••••••• wirehouse
Mar 20, 2009 to Oct 26, 2022 · Boston, Ma
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Mar 20, 2009 · Boston, Ma
A• G• E•••••• • S•••• I••• unclassified
Oct 12, 2001 to Jan 1, 2008 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••
left Oct 26, 2022, registered Apr 16, 2024 (538 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Mar 20, 2009, registered Mar 20, 2009 (0 days) · channel change inside one enterprise, not a move
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

L••• E•••• C•••••••• left W•••• F•••• A••••••• for A••••• A•• P••••••• S••••••• (registered 2024-04-16)
Oct 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address