J•• T••••• K•••••

• C••••••• P••••••• independent RIA current
  since Sep 21, 2026 · Fraser, Co
• C••• C••••••• L•• independent RIA
  Jan 18, 2019 to Aug 13, 2026 · Denver, Co
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2008 to Nov 17, 2010 · Denver, Co
• J••• M••••• S••••••••• I••• unclassified
  Sep 27, 2006 to Oct 1, 2008 · Denver, Co
• B••• O•• S••••••••• C••••••••• unclassified
  Feb 3, 2006 to Sep 27, 2006 · Denver, Co

• C••• C••••••• L•• to C••••••• P•••••••
  left Aug 13, 2026, registered Sep 21, 2026 (39 days) · RIA to RIA
• J••• M••••• S••••••••• L•• to C••• C••••••• L••
  left Nov 17, 2010, registered Jan 18, 2019 (2984 days) · Wirehouse to independent RIA
• J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••
  left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
• B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••
  left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move

• ••• Locked
  Sep 21, 2026 · Advisor registered · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address