RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M•••••• R••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Mar 22, 2023 · Asheville, Nc
- T•• M••••• G••••• L•• independent RIAOct 5, 2021 to Nov 15, 2022 · New Canaan Court, Ct
- M••••• G••••• A••••••• I••• independent RIADec 10, 2020 to Oct 1, 2021 · Woodbridge, Ct
- C•••••••• M••••••••• G•••• formerAug 17, 2017 to Jan 21, 2020 · New Canaan, Ct
- U•• F•••••••• S••••••• I••• wirehouseFeb 15, 2012 to May 11, 2015 · Stamford, Ct
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 27, 2012 · Greenwich, Ct
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Greenwich, Ct
- M••••• S•••••• D• I••• unclassifiedFeb 2, 2007 to Apr 2, 2007 · Greenwich, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 14, 2003 to Feb 6, 2007 · Stamford, Ct
- T•• M••••• G••••• L•• to B••••• P••••• A•••••••• L••left Nov 15, 2022, registered Mar 22, 2023 (127 days) · RIA to RIA
- M••••• G••••• A••••••• I••• to T•• M••••• G••••• L••left Oct 1, 2021, registered Oct 5, 2021 (4 days) · RIA to RIA
- C•••••••• M••••••••• G•••• to M••••• G••••• A••••••• I•••left Jan 21, 2020, registered Dec 10, 2020 (324 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to C•••••••• M••••••••• G••••left May 11, 2015, registered Aug 17, 2017 (829 days) · Other
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Feb 27, 2012, registered Feb 15, 2012 (-12 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Feb 6, 2007, registered Feb 2, 2007 (-4 days) · Other
- B•••••• M•••••• R•••• left T•• M••••• G••••• L•• for B••••• P••••• A•••••••• L•• (registered 2023-03-22)Nov 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address