DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as David Hughes
At current firm
0 y
since Sep 3, 2026
In the industry
19 y
since Jul 12, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Waterloo Capital independent RIA currentsince Sep 3, 2026 · Atlanta, Ga
- Resurgent Advisors independent RIADec 3, 2019 to Aug 25, 2026 · Atlanta, Ga
- The Fiduciary Alliance independent RIASep 23, 2016 to Oct 8, 2019 · Atlanta, Ga
- Cg Advisory Services independent RIAAug 27, 2013 to Mar 28, 2017 · Atlanta, Ga
- Hornor, Townsend & Kent, LLC independent RIAMar 11, 2010 to Aug 29, 2013 · Woodstock, Ga
- New England Securities Corporation formerJul 30, 2008 to Feb 26, 2010 · Atlanta, Ga
- Equitable Advisors, LLC national BDJul 16, 2007 to Aug 1, 2008 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Resurgent Advisors to Waterloo Capitalleft Aug 25, 2026, registered Sep 3, 2026 (9 days) · RIA to RIA · moved with a team
- The Fiduciary Alliance to Resurgent Advisorsleft Oct 8, 2019, registered Dec 3, 2019 (56 days) · RIA to RIA · moved with a team
- Cg Advisory Services to The Fiduciary Allianceleft Mar 28, 2017, registered Sep 23, 2016 (-186 days) · Other · moved with a team
- Hornor, Townsend & Kent, LLC to Cg Advisory Servicesleft Aug 29, 2013, registered Aug 27, 2013 (-2 days) · Other
- New England Securities Corporation to Hornor, Townsend & Kent, LLCleft Feb 26, 2010, registered Mar 11, 2010 (13 days) · Other
- Equitable Advisors, LLC to New England Securities Corporationleft Aug 1, 2008, registered Jul 30, 2008 (-2 days) · Other
Signals
- David Parker Hughes left Resurgent Advisors for Waterloo Capital (registered 2026-09-03)Aug 25, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address