RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• N••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Sep 23, 2025 · Charlotte, Nc
- E••••••• C•••••• M••••••••• i••••••••• wealthMay 16, 2019 to Sep 17, 2025 · Charlotte, Nc
- F•••• H•••••• A•••••••• I•• formerNov 28, 2016 to Mar 22, 2019 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseFeb 29, 2012 to Oct 5, 2016 · Charlotte, Nc
- F•••• T•••• S••••••••• I••• BD affiliatedAug 3, 2009 to Feb 24, 2012 · Charlotte, Nc
- O••••••••• • C•• I••• BD affiliatedApr 6, 2009 to Jul 22, 2009 · Charlotte, Nc
- S••••••• G•••• C•••••• unclassifiedAug 30, 2006 to Mar 13, 2009 · Charlotte, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 29, 2003 to Jun 19, 2006 · Charlotte, Nc
- E••••••• C•••••• M••••••••• to I••••••••• A•••••• A•••••••• L••left Sep 17, 2025, registered Sep 23, 2025 (6 days) · Other
- F•••• H•••••• A•••••••• I•• to E••••••• C•••••• M•••••••••left Mar 22, 2019, registered May 16, 2019 (55 days) · RIA to RIA
- W•••• F•••• A••••••• to F•••• H•••••• A•••••••• I••left Oct 5, 2016, registered Nov 28, 2016 (54 days) · Other
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Feb 24, 2012, registered Feb 29, 2012 (5 days) · Other
- O••••••••• • C•• I••• to F•••• T•••• S••••••••• I•••left Jul 22, 2009, registered Aug 3, 2009 (12 days) · Other
- S••••••• G•••• C•••••• to O••••••••• • C•• I•••left Mar 13, 2009, registered Apr 6, 2009 (24 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• G•••• C••••••left Jun 19, 2006, registered Aug 30, 2006 (72 days) · Other
- J•• N•• left E••••••• C•••••• M••••••••• for I••••••••• A•••••• A•••••••• L•• (registered 2025-09-23)Sep 17, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address