DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Susana Perez
At current firm
4 y
since Aug 5, 2022
In the industry
25 y
since Aug 15, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Aug 5, 2022 · San Antonio, Tx
- Victory Capital Management Inc. asset managerJun 9, 2021 to Jun 27, 2022 · San Antonio, Tx
- Fidelity Personal And Workplace Advisors formerJan 22, 2021 to May 20, 2021 · San Antonio, Tx
- Charles Schwab & Co., Inc. national BDMay 23, 2020 to Jan 20, 2021 · San Antonio, Tx
- Usaa Investment Services Company no RAUMJan 8, 2018 to May 24, 2020 · San Antonio, Tx
- Usaa Financial Planning Services formerMay 18, 2009 to Jan 8, 2018 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Victory Capital Management Inc. to Edward Jonesleft Jun 27, 2022, registered Aug 5, 2022 (39 days) · Other
- Fidelity Personal And Workplace Advisors to Victory Capital Management Inc.left May 20, 2021, registered Jun 9, 2021 (20 days) · Other
- Charles Schwab & Co., Inc. to Fidelity Personal And Workplace Advisorsleft Jan 20, 2021, registered Jan 22, 2021 (2 days) · Affiliated broker-dealer or bank to another
- Usaa Investment Services Company to Charles Schwab & Co., Inc.left May 24, 2020, registered May 23, 2020 (-1 days) · corporate re-registration, not a move
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
Signals
- Susana Torres left Victory Capital Management Inc. for Edward Jones (registered 2022-08-05)Jun 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address