RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• G••••• D•••••••
- F•••••• G••••• I••••••••• M••••••••• L•• mixed wealth currentsince Apr 6, 2023 · Arlington, Va
- W•••••• S••••••••• I••• BD affiliatedApr 8, 2025 to Feb 25, 2026 · Upperville, Va
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 30, 2022 to Apr 16, 2025 · Arlington, Va
- B• R•••• W••••• M••••••••• formerDec 4, 2019 to Mar 31, 2023 · Arlington, Va
- F•••••• G••••• M•••••• L•• formerJan 2, 2013 to Mar 29, 2021 · Middleburg, Va
- F•••••• C•••••• M••••••••• I••• formerJul 3, 2012 to Jan 2, 2013 · Middleburg, Va
- F•••••• C•••••• M••••••••• I••• formerApr 4, 2000 to Apr 2, 2012 · Orange, Ct
- W•••••• S••••••••• I••• to no registered destinationleft Feb 25, 2026 · Departure, no registered destination
- B• R•••• W••••• A•••••••• I••• to F•••••• G••••• I••••••••• M••••••••• L••left Apr 16, 2025, registered Apr 6, 2023 (-741 days) · Affiliated broker-dealer or bank to independent RIA
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Mar 31, 2023, registered Aug 30, 2022 (-213 days) · Affiliated broker-dealer or bank to another
- F•••••• G••••• M•••••• L•• to B• R•••• W••••• M•••••••••left Mar 29, 2021, registered Dec 4, 2019 (-481 days) · RIA to affiliated broker-dealer or bank
- F•••••• C•••••• M••••••••• I••• to F•••••• G••••• M•••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · Other
- P••• G••••• D••••••• no longer registered at W•••••• S••••••••• I•••; no later IA registration on IAPDFeb 25, 2026 · Advisor departure · fact
- P••• G••••• D••••••• left B• R•••• W••••• A•••••••• I••• for F•••••• G••••• I••••••••• M••••••••• L•• (registered 2023-04-06)Apr 16, 2025 · Advisor changed firm · fact
- P••• G••••• D••••••• left B• R•••• W••••• M••••••••• for B• R•••• W••••• A•••••••• I••• (registered 2022-08-30)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address