DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• W• S••••••

P•••••••• C•••••• M••••••••• L•otherChicago, IlIA-onlyIAPD 4389342

Feed of 09/14/2026

Also filed as J••••• Wentz S••••••,Jr

At current firm

2 y

since Oct 16, 2023

In the industry

25 y

since Aug 27, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• C•••••• M••••••••• L• other current
since Oct 16, 2023 · Chicago, Il
S••••• T•••• A•••••••• L•• independent RIA
Aug 10, 2015 to Feb 23, 2024 · Chicago, Il
B••••••• C•••••• I••• former
Jan 21, 2009 to Aug 8, 2015 · Chicago, Il
L••••• B••••••• I••• unclassified
Mar 9, 2007 to Oct 15, 2008 · New York, Ny
A••••••••• L••• other
Aug 29, 2001 to Mar 16, 2007 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

S••••• T•••• A•••••••• L•• to P•••••••• C•••••• M••••••••• L•
left Feb 23, 2024, registered Oct 16, 2023 (-130 days) · RIA to a newly registered adviser
B••••••• C•••••• I••• to S••••• T•••• A•••••••• L••
left Aug 8, 2015, registered Aug 10, 2015 (2 days) · Other · moved with a team
L••••• B••••••• I••• to B••••••• C•••••• I•••
left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
A••••••••• L••• to L••••• B••••••• I•••
left Mar 16, 2007, registered Mar 9, 2007 (-7 days) · Other

Signals

J••••• W• S•••••• left S••••• T•••• A•••••••• L•• for P•••••••• C•••••• M••••••••• L• (registered 2023-10-16)
Feb 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address