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Registered advisor
K••••••• A•• J••••••
Feed of 09/14/2026
Also filed as Kimberly Ann Rolls
At current firm
4 y
since Mar 23, 2022
In the industry
25 y
since Aug 21, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 23, 2022 · Carmel, Ny
- T••••••• I••••••••• M••••••••• I••• BD affiliatedApr 15, 2021 to Mar 8, 2022 · Montvale, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Feb 4, 2008 · Baltimore, Md
- L••• M•••• W••• W•••••• I••••••••• unclassifiedAug 10, 2004 to Feb 21, 2006 · Baltimore, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedApr 4, 2003 to Sep 9, 2004 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to E•••••• A••••••• G••••• L••left Mar 8, 2022, registered Mar 23, 2022 (15 days) · Other
- C•••••••• G••••• M•••••• I••• to T••••••• I••••••••• M••••••••• I•••left Feb 4, 2008, registered Apr 15, 2021 (4819 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- T• R••• P•••• A••••••• S•••••••• I••• to L••• M•••• W••• W•••••• I•••••••••left Sep 9, 2004, registered Aug 10, 2004 (-30 days) · Other
Signals
- K••••••• A•• J•••••• left T••••••• I••••••••• M••••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2022-03-23)Mar 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address