J•••••• L••• B••••••••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Nov 15, 2017 · Lone Tree, Co
• S•••••••• A••••••• L•• national BD
  Jan 16, 2015 to Oct 18, 2017 · Lone Tree, Co
• A••••• A•• P••••••• S••••••• BD affiliated
  Mar 23, 2005 to Dec 19, 2014 · Glendale, Co
• T•••••••• T•••• C••••••• F•• unclassified
  Jan 1, 2005 to Mar 23, 2005 · St. Louis, Mo

• S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••
  left Oct 18, 2017, registered Nov 15, 2017 (28 days) · Other
• A••••• A•• P••••••• S••••••• to S•••••••• A••••••• L••
  left Dec 19, 2014, registered Jan 16, 2015 (28 days) · Other
• T•••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••
  left Mar 23, 2005, registered Mar 23, 2005 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address