RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A••••• S•••••••
- J•••••• W••••• I••• mixed wealth currentsince Jul 31, 2025 · Madison, Wi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 9, 2017 to Feb 5, 2019 · Edwardsville, Il
- B• R•••• W••••• M••••••••• formerJan 5, 2012 to Oct 10, 2016 · St. Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J•••••• W••••• I•••left Feb 5, 2019, registered Jul 31, 2025 (2368 days) · Affiliated broker-dealer or bank to independent RIA
- B• R•••• W••••• M••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2016, registered Feb 9, 2017 (122 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address