DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Susan Ann Chipps

Key Investment Services LLCBD affiliatedFort Wayne, In dual registrantIAPD 4397519

Feed of 09/14/2026

Also filed as Susan Ann Reiber

At current firm

2 y

since Jul 22, 2024

In the industry

23 y

since May 8, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Key Investment Services LLC BD affiliated current
since Jul 22, 2024 · Fort Wayne, In
LPL Financial LLC BD affiliated
Feb 29, 2024 to Jul 26, 2024 · Fort Wayne, In
Cx Institutional, LLC independent RIA
Apr 5, 2023 to Sep 20, 2023 · Auburn, In
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Feb 28, 2023 · Fort Wayne, In
Chase Investment Services Corp. former
Dec 7, 2006 to Oct 1, 2012 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Key Investment Services LLC
left Jul 26, 2024, registered Jul 22, 2024 (-4 days) · Affiliated broker-dealer or bank to another
Cx Institutional, LLC to LPL Financial LLC
left Sep 20, 2023, registered Feb 29, 2024 (162 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Cx Institutional, LLC
left Feb 28, 2023, registered Apr 5, 2023 (36 days) · Wirehouse to independent RIA
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

Susan Ann Chipps left Lpl Financial Llc for Key Investment Services Llc (registered 2024-07-22)
Jul 26, 2024 · Advisor changed firm · fact
Susan Ann Chipps left Cx Institutional, Llc for Lpl Financial Llc (registered 2024-02-29)
Sep 20, 2023 · Advisor changed firm · fact
Susan Ann Chipps left J.P. Morgan Securities Llc for Cx Institutional, Llc (registered 2023-04-05)
Feb 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address