DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Joseph Salerno
Feed of 09/14/2026
Also filed as Paul Joseph Salerno
At current firm
9 y
since Aug 11, 2017
In the industry
24 y
since Jan 11, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Aug 11, 2017 · Newport Beach, Ca
- Beacon Pointe Wealth Advisors, LLC formerJun 23, 2015 to Mar 30, 2017 · Newport Beach, Ca
- Beacon Pointe Advisors, LLC independent RIAMay 5, 2015 to Mar 30, 2017 · Newport Beach, Ca
- Select Planning Group, Inc. unclassifiedSep 30, 2014 to Apr 21, 2015 · Irvine, Ca
- Securian Financial Services, Inc. formerSep 24, 2004 to Sep 5, 2014 · Newport Beach, Ca
- Kpmg Investment Advisors unclassifiedJun 12, 2003 to Jul 8, 2004 · Los Angeles, Ca
- Goldman Sachs Wealth Services, L.P. BD affiliatedJan 29, 2002 to Aug 12, 2003 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Beacon Pointe Advisors, LLC to Beacon Pointe Wealth Advisors, LLCleft Mar 30, 2017, registered Jun 23, 2015 (-646 days) · Other
- Beacon Pointe Wealth Advisors, LLC to MML Investors Services, LLCleft Mar 30, 2017, registered Aug 11, 2017 (134 days) · Other
- Select Planning Group, Inc. to Beacon Pointe Advisors, LLCleft Apr 21, 2015, registered May 5, 2015 (14 days) · Other
- Securian Financial Services, Inc. to Select Planning Group, Inc.left Sep 5, 2014, registered Sep 30, 2014 (25 days) · Other
- Kpmg Investment Advisors to Securian Financial Services, Inc.left Jul 8, 2004, registered Sep 24, 2004 (78 days) · Other
- Goldman Sachs Wealth Services, L.P. to Kpmg Investment Advisorsleft Aug 12, 2003, registered Jun 12, 2003 (-61 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address