DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••• A• D•••••

••••••••independent RIANashville, Tn dual registrantIAPD 4401833

Feed of 09/14/2026

At current firm

1 y

since Oct 18, 2024

In the industry

23 y

since Oct 1, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Oct 18, 2024 · Clayton, Mo
W•••• F•••• A••••••• wirehouse
Feb 10, 2012 to Oct 23, 2024 · Lutherville, Md
M••••• S•••••• wirehouse
Jun 1, 2009 to Feb 16, 2012 · Lutherville, Md
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 24, 2006 to Jun 1, 2009 · Lutherville, Md
D••••••• B••• S••••••••• I••• no RAUM
Oct 2, 2002 to Jun 30, 2006 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Oct 23, 2024, registered Oct 18, 2024 (-5 days) · Wirehouse to independent RIA · moved with a team
M••••• S•••••• to W•••• F•••• A•••••••
left Feb 16, 2012, registered Feb 10, 2012 (-6 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
D••••••• B••• S••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Jun 30, 2006, registered Jul 24, 2006 (24 days) · Other

Signals

M••• A• D••••• left W•••• F•••• A••••••• for &Partners (registered 2024-10-18)
Oct 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address