DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Crissel Lopez
Feed of 09/14/2026
At current firm
1 y
since Mar 31, 2025
In the industry
25 y
since Jul 10, 2001 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Portland, Ct
- Fidelity Personal And Workplace Advisors formerSep 16, 2020 to Mar 31, 2025 · New Haven, Ct
- Advice And Planning Services BD affiliatedAug 29, 2017 to Aug 17, 2020 · Hamden, Ct
- Global Portfolio Strategies, Inc. formerMar 2, 2016 to Aug 16, 2017 · Hartford, Ct
- Ast Investment Services, Inc. asset managerJun 19, 2007 to Jul 10, 2013 · Shelton, Ct
- Wells Fargo Advisors wirehouseJun 29, 2006 to Apr 20, 2007 · Naples, Fl
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Jul 13, 2005 · New Haven, Ct
- Quick & Reilly, Inc. unclassifiedAug 19, 2004 to Oct 20, 2004 · Clinton, Ct
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Advice And Planning Services to Fidelity Personal And Workplace Advisorsleft Aug 17, 2020, registered Sep 16, 2020 (30 days) · Affiliated broker-dealer or bank to another
- Global Portfolio Strategies, Inc. to Advice And Planning Servicesleft Aug 16, 2017, registered Aug 29, 2017 (13 days) · Other
- Ast Investment Services, Inc. to Global Portfolio Strategies, Inc.left Jul 10, 2013, registered Mar 2, 2016 (966 days) · Other
- Wells Fargo Advisors to Ast Investment Services, Inc.left Apr 20, 2007, registered Jun 19, 2007 (60 days) · Other
- Banc Of America Investment Services, Inc. to Wells Fargo Advisorsleft Jul 13, 2005, registered Jun 29, 2006 (351 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address