J••••• S•••• H•••••

• W•••• F•••• A••••••• wirehouse current
  since May 22, 2023 · Sacramento, Ca
• W•••• F•••• A••••••• wirehouse
  Oct 24, 2011 to May 19, 2023 · Sacramento, Ca
• E••••• J•••• national BD
  May 15, 2008 to Oct 24, 2011 · Lodi, Ca
• W•••• F•••• A••••••• wirehouse
  Feb 1, 2007 to May 15, 2008 · Sacramento, Ca

• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left May 19, 2023, registered May 22, 2023 (3 days) · channel change inside one enterprise, not a move · moved with a team
• E••••• J•••• to W•••• F•••• A•••••••
  left Oct 24, 2011, registered Oct 24, 2011 (0 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to E••••• J••••
  left May 15, 2008, registered May 15, 2008 (0 days) · Wirehouse to affiliated broker-dealer or bank

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address