DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P••••• W•••••••

S••••• F••••••••• L••BD affiliatedDublin, OhIA-onlyIAPD 4406386

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• P••••• W•••••••

At current firm

1 y

since Nov 12, 2024

In the industry

21 y

since Dec 10, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• F••••••••• L•• BD affiliated current
since Nov 12, 2024 · Dublin, Oh
O••••••• independent RIA
Jul 12, 2019 to Nov 22, 2024 · Beachwood, Oh
M•• A••••••• F•••••••• M••••••••• I••• former
Jan 16, 2018 to Jul 16, 2019 · Worthington, Oh
S•••••••• A••••••• L•• national BD
Dec 15, 2005 to Jul 7, 2015 · King Of Prussia, Pa

Moves

a registration end followed by a registration begin elsewhere

O••••••• to S••••• F••••••••• L••
left Nov 22, 2024, registered Nov 12, 2024 (-10 days) · RIA to affiliated broker-dealer or bank
M•• A••••••• F•••••••• M••••••••• I••• to O•••••••
left Jul 16, 2019, registered Jul 12, 2019 (-4 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to M•• A••••••• F•••••••• M••••••••• I•••
left Jul 7, 2015, registered Jan 16, 2018 (924 days) · Other

Signals

J••• P••••• W••••••• left Oneseven for S••••• F••••••••• L•• (registered 2024-11-12)
Nov 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address