DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• D• K•••••

T••••••••• F•••••••• A•••••••• L••BD affiliatedGainesville, Ga dual registrantIAPD 4406871

Feed of 09/15/2026

Also filed as C•••••••• Michele Driggers

At current firm

4 y

since Jun 15, 2022

In the industry

25 y

since Aug 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• F•••••••• A•••••••• L•• BD affiliated current
since Jun 15, 2022 · Cedar Rapids, Ia
P•••••••• A••••••• national BD
Apr 24, 2012 to Jun 1, 2022 · Duluth, Ga
W•••• F•••• A••••••• wirehouse
Oct 4, 2010 to Apr 5, 2012 · Atlanta, Ga
E••••• J•••• national BD
May 4, 2007 to Jan 15, 2008 · Suwanee, Ga
M••••• K••••• • C••••••• L•• former
May 15, 2006 to Aug 7, 2006 · Chattanooga, Tn
A• G• E•••••• • S•••• I••• unclassified
Apr 11, 2006 to May 17, 2006 · Chattanooga, Tn
S••••••• I••••••••• S•••••••• I••• former
Jul 10, 2002 to May 5, 2004 · Chattanooga, Tn

Moves

a registration end followed by a registration begin elsewhere

P•••••••• A••••••• to T••••••••• F•••••••• A•••••••• L••
left Jun 1, 2022, registered Jun 15, 2022 (14 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to P•••••••• A•••••••
left Apr 5, 2012, registered Apr 24, 2012 (19 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to W•••• F•••• A•••••••
left Jan 15, 2008, registered Oct 4, 2010 (993 days) · Affiliated broker-dealer or bank to wirehouse
M••••• K••••• • C••••••• L•• to E••••• J••••
left Aug 7, 2006, registered May 4, 2007 (270 days) · Other
A• G• E•••••• • S•••• I••• to M••••• K••••• • C••••••• L••
left May 17, 2006, registered May 15, 2006 (-2 days) · Other
S••••••• I••••••••• S•••••••• I••• to A• G• E•••••• • S•••• I•••
left May 5, 2004, registered Apr 11, 2006 (706 days) · Other

Signals

C•••••••• D• K••••• left P•••••••• A••••••• for T••••••••• F•••••••• A•••••••• L•• (registered 2022-06-15)
Jun 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address