DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Grange Capital, LLC
Latest filing Mar 10, 2026
First filing on the tape Mar 28, 2012 · 20 filings
SEC status approved since Feb 5, 2021
RAUM
$217M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$205M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$54.3M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$217M as of Mar 10, 2026
Mar 28, 2012$55.0M then
HNW client RAUM$168M as of Mar 10, 2026
Mar 16, 2022$97.9M then
State-registered IARs (5.B.3)4 as of Mar 10, 2026
Mar 28, 20120 then
Employees (5.A)6 as of Mar 10, 2026
Mar 16, 20224 then
Private funds: 1
RAUM +9.1% over the last fiscal year+19% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $54.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $291,559derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$168M77%
- Individuals$37.2M17%
- Corporations and businesses$9.9M4.6%
- Pension and profit-sharing plans$2.1M1.0%
- Individual clients
- 143reported
- HNW clients
- 116reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 745reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Brent Keeton | Beaverton, Or | Dec 1, 2004 | 40 y | 1 |
| Robert Michael Warmkessel | Beaverton, Or | Jan 27, 2016 | 18 y | 1 |
| Mitchel Lloyd Brehm Ludtke | Beaverton, Or | May 13, 2022 | 12 y | 1 |
| Jeffrey Loren Strode | Beaverton, Or | Sep 11, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Micah Feiner Child to Sound Investment Management IncMar 7, 2018 · Other
- William F. Vipond Jr. to Viitae Capital Advisors, LLCNov 19, 2013 · Other
- Derek Nels Dukart to Park Avenue Securities LLCSep 21, 2012 · Other
Joined, latest
- Mitchel Lloyd Brehm Ludtke from Fidelity Personal And Workplace AdvisorsMay 13, 2022 · Affiliated broker-dealer or bank to independent RIA
- Robert Michael Warmkessel from Sound Investment Management IncJan 27, 2016 · Other
- Micah Feiner Child from Ims Capital ManagementJul 23, 2008 · Other
- Derek Nels Dukart from UBS Financial Services Inc.Dec 1, 2004 · Other
- Michael Brent Keeton from UBS Financial Services Inc.Dec 1, 2004 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Elk Rock Capital Limited Partnershipno longer reported | Hedge Fund | $600,000 | 3 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Brent Michael Keeton · Principal & Chief Investment Officercontrolsince 09/2004 · owns 50% to 75%
- Michael Robert Warmkessel · Principal & Chief Compliance Officercontrolsince 01/2016 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beaverton, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 718 to 745Mar 11, 2025 to Mar 10, 2026
- Corporate clients · 2.0 to unsetMar 11, 2025 to Mar 10, 2026
- HNW clients · 101 to 116Mar 11, 2025 to Mar 10, 2026
- Pension plan clients · 1.0 to unsetMar 11, 2025 to Mar 10, 2026
- Financial planning clients · 11-25 to 26-50Mar 11, 2025 to Mar 10, 2026
- Discretionary RAUM · $198M to $217MMar 11, 2025 to Mar 10, 2026
- HNW RAUM · $141M to $168MMar 11, 2025 to Mar 10, 2026
- Individual RAUM · $46.9M to $37.2MMar 11, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $1.4M to $313,046Mar 11, 2025 to Mar 10, 2026
- Pension RAUM · $2.0M to $2.1MMar 11, 2025 to Mar 10, 2026
- RAUM · $199M to $217MMar 11, 2025 to Mar 10, 2026
- Accounts · 663 to 718Mar 3, 2024 to Mar 11, 2025
- Advisory employees · 6 to 5Mar 3, 2024 to Mar 11, 2025
- HNW clients · 99 to 101Mar 3, 2024 to Mar 11, 2025
- Individual clients · 135 to 143Mar 3, 2024 to Mar 11, 2025
- Employees · 7 to 6Mar 3, 2024 to Mar 11, 2025
- Financial planning clients · 11-25 to 11-25Mar 3, 2024 to Mar 11, 2025
- State-registered IARs · 5 to 4Mar 3, 2024 to Mar 11, 2025
- Discretionary RAUM · $168M to $198MMar 3, 2024 to Mar 11, 2025
- HNW RAUM · $126M to $141MMar 3, 2024 to Mar 11, 2025
- Individual RAUM · $34.8M to $46.9MMar 3, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $3.1M to $1.4MMar 3, 2024 to Mar 11, 2025
- Pension RAUM · $1.7M to $2.0MMar 3, 2024 to Mar 11, 2025
- RAUM · $171M to $199MMar 3, 2024 to Mar 11, 2025
- Accounts · 577 to 663Aug 17, 2023 to Feb 29, 2024
- HNW clients · 87 to 99Aug 17, 2023 to Feb 29, 2024
- Individual clients · 122 to 135Aug 17, 2023 to Feb 29, 2024
- Discretionary RAUM · $127M to $168MAug 17, 2023 to Feb 29, 2024
- HNW RAUM · $96.4M to $126MAug 17, 2023 to Feb 29, 2024
- Individual RAUM · $24.1M to $34.8MAug 17, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $2.2M to $3.1MAug 17, 2023 to Feb 29, 2024
- Pension RAUM · $1.6M to $1.7MAug 17, 2023 to Feb 29, 2024
- RAUM · $129M to $171MAug 17, 2023 to Feb 29, 2024
- Accounts · 516 to 577Jan 18, 2023 to Mar 2, 2023
- Advisory employees · 4 to 6Jan 18, 2023 to Mar 2, 2023
- HNW clients · 81 to 87Jan 18, 2023 to Mar 2, 2023
- Individual clients · 118 to 122Jan 18, 2023 to Mar 2, 2023
- Employees · 4 to 7Jan 18, 2023 to Mar 2, 2023
- State-registered IARs · 3 to 5Jan 18, 2023 to Mar 2, 2023
- Other offices · 1 to 0Jan 18, 2023 to Mar 2, 2023
Signals
3 dated events
- Michael Robert Warmkessel (Principal & Chief Compliance Officer) appeared on Schedule A of Grange Capital, LlcJan 5, 2021 · Control person joined · fact
- Feiner Micah Child (Chief Compliance Officer, Chief Administrative Officer) no longer on Schedule A of Grange Capital, Llc (listed 2012-06-21, absent 2021-01-05)Jan 5, 2021 · Control person left · inference
- Grange Capital, Llc filed its initial SEC registration (Form ADV)Jan 5, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@grangecapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 971-708-6659reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-747-3161reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/grange-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- grangecapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 971 708 6659reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- grangecapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026