RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M•••• M•••••
- E••••• J•••• national BD currentsince Aug 26, 2025 · St. Louis, Mo
- L•••• F••• A••••••• S••••••• BD affiliatedFeb 14, 2023 to Aug 22, 2025 · Palm Beach Gardens, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 14, 2016 to Jan 25, 2023 · Boca Raton, Fl
- S••••••• I••••••••• S•••••••• I••• formerDec 19, 2006 to Dec 31, 2016 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 12, 2005 to Aug 16, 2006 · Plantation, Fl
- L•••• F••• A••••••• S••••••• to E••••• J••••left Aug 22, 2025, registered Aug 26, 2025 (4 days) · Affiliated broker-dealer or bank to another
- T••••• A••••••• S•••••••• I••• to L•••• F••• A••••••• S•••••••left Jan 25, 2023, registered Feb 14, 2023 (20 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 14, 2016 (-108 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Aug 16, 2006, registered Dec 19, 2006 (125 days) · Other
- Deneen Marie Morgia left Level Four Advisory Services for Edward Jones (registered 2025-08-26)Aug 22, 2025 · Advisor changed firm · fact
- Deneen Marie Morgia left Truist Advisory Services, Inc. for Level Four Advisory Services (registered 2023-02-14)Jan 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address