DFX Intelligence
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Registered advisor
L•• M••••• M••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as L•• M••••• M••••••••• M••••••••
At current firm
0 y
since Apr 1, 2026
In the industry
25 y
since Jul 6, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Apr 1, 2026 · Chapel Hill, Nc
- P•••••••• S••••••••• I••• BD affiliatedJan 10, 2006 to Nov 12, 2007 · Raleigh, Nc
- C•••••• S••••• • C••• I••• national BDAug 23, 2005 to Dec 5, 2005 · Chapel Hill, Nc
- O•••• F•• I••• formerAug 13, 2002 to Feb 10, 2004 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to A••••••• F•••••••• A•••••••• L••left Nov 12, 2007, registered Apr 1, 2026 (6715 days) · Other
- C•••••• S••••• • C••• I••• to P•••••••• S••••••••• I•••left Dec 5, 2005, registered Jan 10, 2006 (36 days) · Other
- O•••• F•• I••• to C•••••• S••••• • C••• I•••left Feb 10, 2004, registered Aug 23, 2005 (560 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address