RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- •••••••• independent RIA currentsince Nov 3, 2025 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseOct 5, 2021 to Nov 5, 2025 · Bee Cave, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 7, 2011 to Oct 6, 2021 · Austin, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 25, 2011 · Austin, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 27, 2008 to Jun 1, 2009 · Austin, Tx
- M••••• K••••• • C••••••• L•• formerNov 15, 2001 to Jun 30, 2008 · Austin, Tx
- W•••• F•••• A••••••• to ••••••••left Nov 5, 2025, registered Nov 3, 2025 (-2 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 6, 2021, registered Oct 5, 2021 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 25, 2011, registered Jul 7, 2011 (-18 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• K••••• • C••••••• L•• to C•••••••• G••••• M•••••• I•••left Jun 30, 2008, registered Jun 27, 2008 (-3 days) · Other
- J•••• W•••••••• left W•••• F•••• A••••••• for &Partners (registered 2025-11-03)Nov 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address