DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charlie Leonard Gipple
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Charles L Gipple
At current firm
7 y
since Apr 24, 2019
In the industry
25 y
since Aug 25, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Integrity Alliance, LLC BD affiliated currentsince Apr 24, 2019 · Johnston, Ia
- Voya Financial Advisors, Inc. BD affiliatedJan 6, 2011 to Dec 3, 2012 · Windsor, Ct
- Directed Services LLC formerSep 21, 2009 to Dec 31, 2010 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Integrity Alliance, LLCleft Dec 3, 2012, registered Apr 24, 2019 (2333 days) · Other
- Directed Services LLC to Voya Financial Advisors, Inc.left Dec 31, 2010, registered Jan 6, 2011 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address