DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lance Jonathan Clauson
Feed of 09/14/2026
Also filed as Lance J Clauson
At current firm
2 y
since Jul 8, 2024
In the industry
25 y
since Aug 6, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wellth Advisory Services, LLC institutional currentsince Jul 8, 2024 · Shorewood, Il
- Global Retirement Partners LLC institutionalApr 1, 2019 to Jul 4, 2024 · Urbandale, Ia
- Kestra Advisory Services, LLC BD affiliatedMay 15, 2017 to Apr 1, 2019 · Urbandale, Ia
- Balefire, LLC independent RIAOct 23, 2015 to Dec 31, 2017 · Urbandale, Ia
- LPL Financial LLC BD affiliatedOct 2, 2013 to May 15, 2015 · West Des Moines, Ia
- Securian Financial Services, Inc. formerJan 19, 2011 to Oct 1, 2013 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Global Retirement Partners LLC to Wellth Advisory Services, LLCleft Jul 4, 2024, registered Jul 8, 2024 (4 days) · corporate re-registration, not a move
- Kestra Advisory Services, LLC to Global Retirement Partners LLCleft Apr 1, 2019, registered Apr 1, 2019 (0 days) · corporate re-registration, not a move
- Balefire, LLC to Kestra Advisory Services, LLCleft Dec 31, 2017, registered May 15, 2017 (-230 days) · Other
- LPL Financial LLC to Balefire, LLCleft May 15, 2015, registered Oct 23, 2015 (161 days) · Other
- Securian Financial Services, Inc. to LPL Financial LLCleft Oct 1, 2013, registered Oct 2, 2013 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address