DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••• G••••

C••• S••••• P•••••••BD affiliatedCharlottesville, VaIA-onlyIAPD 4430629

Certified Financial Planner

Feed of 09/14/2026

At current firm

4 y

since Jul 20, 2022

In the industry

24 y

since Nov 27, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• S••••• P••••••• BD affiliated current
since Jul 20, 2022 · Charlottesville, Va
D••••• H•••••• F•••••• • B••••• I••• former
Oct 6, 2021 to Aug 29, 2022 · Richmond, Va
O•• D••••••• C•••••• M••••••••• I••• former
Jun 22, 2007 to Oct 6, 2021 · Charlottesville, Va
C••••••••• F•••••••• N•••••• national BD
Aug 6, 2003 to Feb 28, 2007 · Conshohocken, Pa
N•••••••• F•••••••• C••••••••• I••• independent RIA
Jan 10, 2002 to Mar 5, 2007 · Bala Cynwyd, Pa

Moves

a registration end followed by a registration begin elsewhere

D••••• H•••••• F•••••• • B••••• I••• to C••• S••••• P•••••••
left Aug 29, 2022, registered Jul 20, 2022 (-40 days) · RIA to affiliated broker-dealer or bank · moved with a team
O•• D••••••• C•••••• M••••••••• I••• to D••••• H•••••• F•••••• • B••••• I•••
left Oct 6, 2021, registered Oct 6, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
N•••••••• F•••••••• C••••••••• I••• to C••••••••• F•••••••• N••••••
left Mar 5, 2007, registered Aug 6, 2003 (-1307 days) · RIA to affiliated broker-dealer or bank
C••••••••• F•••••••• N•••••• to O•• D••••••• C•••••• M••••••••• I•••
left Feb 28, 2007, registered Jun 22, 2007 (114 days) · Other

Signals

M•••••• J••• G•••• left D••••• H•••••• F•••••• • B••••• I••• for C••• S••••• P••••••• (registered 2022-07-20)
Aug 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address