RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• G•••••
- K•••• M• G••••• A•• C••••••• L•• independent RIA currentsince May 10, 2022 · Iselin, Nj
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedMar 30, 2005 to Nov 16, 2009 · Parsippany, Nj
- L•••• A••••• • C•• L•• asset managerJul 25, 2002 to Feb 25, 2005 · Jersey City, Nj
- G•••••• S•••• W••••• S•••••••• L••• to K•••• M• G••••• A•• C••••••• L••left Nov 16, 2009, registered May 10, 2022 (4558 days) · Other
- L•••• A••••• • C•• L•• to G•••••• S•••• W••••• S•••••••• L•••left Feb 25, 2005, registered Mar 30, 2005 (33 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address