DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• M• G••••• A•• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 32 filings
SEC status approved since Oct 20, 2009
RAUM
$307M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$305M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$153M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$307M as of Mar 30, 2026
Mar 29, 2012$53.0M then
HNW client RAUM$290M as of Mar 30, 2026
Mar 29, 2018$135M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 18, 20132 then
Employees (5.A)2 as of Mar 30, 2026
Mar 18, 20132 then
Private funds: no history
RAUM +3.6% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $153MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $423,335derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $53.6M, 104 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$290M94%
- Individuals$15.1M4.9%
- Pension and profit-sharing plans$1.4M0.5%
- Charitable organizations$570,0060.2%
- Individual clients
- 55reported
- HNW clients
- 53reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 725reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $53.6M for 104 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• M•••••• G••••• | Iselin, Nj | May 10, 2022 | 24 y | 2 |
| V•••••• B••• C••••• | Iselin, Nj | Jan 1, 2026 | 17 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- V•••••• B••• C••••• from G•••••• S•••• W••••• S•••••••• L•••Jan 1, 2026 · Other
- K•••• M•••••• G••••• from G•••••• S•••• W••••• S•••••••• L•••May 10, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• K••••• M•••••• · Chief Compliance Officer, Chief Executive Officer, And Managing Membercontrolsince 06/2010 · owns 75% or more
- C•••••• V••••••• B••• · Partner (Member)since 05/2013 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Iselin, Nj · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 718 to 725Mar 27, 2025 to Mar 30, 2026
- HNW clients · 54 to 53Mar 27, 2025 to Mar 30, 2026
- Individual clients · 50 to 55Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $56.5M to $53.6MMar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $290M to $303MMar 27, 2025 to Mar 30, 2026
- HNW RAUM · $282M to $290MMar 27, 2025 to Mar 30, 2026
- Individual RAUM · $12.9M to $15.1MMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $6.5M to $4.2MMar 27, 2025 to Mar 30, 2026
- Pension RAUM · $857,549 to $1.4MMar 27, 2025 to Mar 30, 2026
- RAUM · $296M to $307MMar 27, 2025 to Mar 30, 2026
- Accounts · 694 to 718Mar 28, 2024 to Mar 27, 2025
- HNW clients · 52 to 54Mar 28, 2024 to Mar 27, 2025
- Individual clients · 55 to 50Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $52.9M to $56.5MMar 28, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $261M to $290MMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $256M to $282MMar 28, 2024 to Mar 27, 2025
- Individual RAUM · $12.9M to $12.9MMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $8.8M to $6.5MMar 28, 2024 to Mar 27, 2025
- Pension RAUM · $501,094 to $857,549Mar 28, 2024 to Mar 27, 2025
- RAUM · $270M to $296MMar 28, 2024 to Mar 27, 2025
- Accounts · 610 to 694Dec 14, 2023 to Mar 28, 2024
- HNW clients · 46 to 52Dec 14, 2023 to Mar 28, 2024
- Individual clients · 52 to 55Dec 14, 2023 to Mar 28, 2024
- Assets in custody · $53.1M to $52.9MDec 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $207M to $261MDec 14, 2023 to Mar 28, 2024
- HNW RAUM · $205M to $256MDec 14, 2023 to Mar 28, 2024
- Individual RAUM · $10.9M to $12.9MDec 14, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $10.4M to $8.8MDec 14, 2023 to Mar 28, 2024
- Pension RAUM · $618,702 to $501,094Dec 14, 2023 to Mar 28, 2024
- RAUM · $217M to $270MDec 14, 2023 to Mar 28, 2024
- Other offices · 1 to 0Apr 28, 2023 to Aug 2, 2023
- Accounts · 587 to 610Dec 1, 2022 to Mar 28, 2023
- HNW clients · 51 to 46Dec 1, 2022 to Mar 28, 2023
- Individual clients · 46 to 52Dec 1, 2022 to Mar 28, 2023
- Assets in custody · unset to 53076241.0Dec 1, 2022 to Mar 28, 2023
- Custody of client assets · false to trueDec 1, 2022 to Mar 28, 2023
- Employees · 3 to 2Dec 1, 2022 to Mar 28, 2023
- Financial planning clients · 51-100 to 0Dec 1, 2022 to Mar 28, 2023
- State-registered IARs · 3 to 2Dec 1, 2022 to Mar 28, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@g•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 908-934-9249reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 908-970-9800reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- G•••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 908-970-9800reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $153Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026