DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• S•••••

P••• A••••• S••••••••• L••BD affiliatedNew York, Ny dual registrantIAPD 4433544

Feed of 09/14/2026

Also filed as Pamela Carroll Samsey

At current firm

1 y

since Jun 4, 2025

In the industry

18 y

since Jun 2, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• A••••• S••••••••• L•• BD affiliated current
since Jun 4, 2025 · Lewis Center, Oh
J••• M••••• S••••••••• L•• wirehouse
Sep 10, 2024 to Feb 5, 2025 · Columbus, Oh
R••••• W• B•••• • C•• I••••••••• mixed wealth
Mar 23, 2020 to Aug 12, 2024 · Milwaukee, Wi
L•• F•••••••• L•• BD affiliated
Aug 31, 2015 to Apr 13, 2020 · Columbus, Oh
J••• M••••• I••••••••• M••••••••• I••• asset manager
Sep 3, 2008 to Oct 15, 2008 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to P••• A••••• S••••••••• L••
left Feb 5, 2025, registered Jun 4, 2025 (119 days) · Wirehouse to affiliated broker-dealer or bank
R••••• W• B•••• • C•• I••••••••• to J••• M••••• S••••••••• L••
left Aug 12, 2024, registered Sep 10, 2024 (29 days) · RIA to wirehouse
L•• F•••••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Apr 13, 2020, registered Mar 23, 2020 (-21 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••
left Oct 15, 2008, registered Aug 31, 2015 (2511 days) · Other

Signals

P••••• S••••• left J••• M••••• S••••••••• L•• for P••• A••••• S••••••••• L•• (registered 2025-06-04)
Feb 5, 2025 · Advisor changed firm · fact
P••••• S••••• left R••••• W• B•••• • C•• I••••••••• for J••• M••••• S••••••••• L•• (registered 2024-09-10)
Aug 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address