RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P•••••••• independent RIA currentsince Aug 29, 2022 · Englewood, Nj
- D•••• C•••••• A•••••••• L•• formerApr 1, 2019 to Aug 29, 2022 · Alexandria, Va
- M••••••••• R•••• I••••••••• I••• independent RIAFeb 16, 2016 to Apr 27, 2017 · Alexandria, Va
- M••••••••• R•••• A••••••• S•••••••• L•• formerJul 1, 2011 to Feb 16, 2016 · Alexandria, Va
- C••••• • M•••••••• I••• formerFeb 23, 2010 to May 23, 2011 · Alexandria, Va
- C•••••• G••••••• T•••• C•••••• formerJun 30, 2009 to Dec 31, 2009 · Washington, Dc
- D•••• C•••••• A•••••••• L•• to P••••••••left Aug 29, 2022, registered Aug 29, 2022 (0 days) · RIA to RIA · moved with a team
- M••••••••• R•••• I••••••••• I••• to D•••• C•••••• A•••••••• L••left Apr 27, 2017, registered Apr 1, 2019 (704 days) · Other
- M••••••••• R•••• A••••••• S•••••••• L•• to M••••••••• R•••• I••••••••• I•••left Feb 16, 2016, registered Feb 16, 2016 (0 days) · Other · moved with a team
- C••••• • M•••••••• I••• to M••••••••• R•••• A••••••• S•••••••• L••left May 23, 2011, registered Jul 1, 2011 (39 days) · Other
- C•••••• G••••••• T•••• C•••••• to C••••• • M•••••••• I•••left Dec 31, 2009, registered Feb 23, 2010 (54 days) · Other
- E•••••• H•••••• M•••••• left D•••• C•••••• A•••••••• L•• for Pathstone (registered 2022-08-29)Aug 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address