RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• M•••••
- I•••••• A•••••••• I••• asset manager currentsince Aug 17, 2026 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 8, 2013 to Aug 14, 2026 · Pennington, Nj
- I•••••• A•••••••• I••• asset managerJun 2, 2010 to Nov 4, 2011 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedJun 19, 2009 to Jun 8, 2010 · New York, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 19, 2009 · Jersey City, Nj
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedFeb 21, 2006 to Apr 2, 2007 · Jersey City, Nj
- W•••• F•••• A••••••• wirehouseSep 16, 2003 to Sep 1, 2004 · Summit, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I•••••• A•••••••• I•••left Aug 14, 2026, registered Aug 17, 2026 (3 days) · Other
- I•••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 4, 2011, registered May 8, 2013 (551 days) · Other
- M••••• S•••••• • C•• L•• to I•••••• A•••••••• I•••left Jun 8, 2010, registered Jun 2, 2010 (-6 days) · Other
- M••••• S•••••• to M••••• S•••••• • C•• L••left Jun 19, 2009, registered Jun 19, 2009 (0 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• D• I•••left Sep 1, 2004, registered Feb 21, 2006 (538 days) · Other
- G•••••• M••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for I•••••• A•••••••• I••• (registered 2026-08-17)Aug 14, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address