DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••••• B••••

A••••• A•• P••••••• S•••••••BD affiliatedFrisco, Txdual registrantIAPD 4459184

Feed of 09/14/2026

Also filed as M•••••• J••••• B••••

At current firm

0 y

since May 4, 2026

In the industry

24 y

since Nov 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since May 4, 2026 · Frisco, Tx
C•••••• S••••• • C••• I••• national BD
Nov 14, 2025 to Apr 30, 2026 · Dallas, Tx
J••• M••••• S••••••••• L•• wirehouse
Sep 5, 2024 to Jul 14, 2025 · Los Angeles, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
May 17, 2018 to Aug 28, 2024 · Los Angeles, Ca
J••• M••••• S••••••••• L•• wirehouse
Jul 25, 2017 to May 2, 2018 · Santa Monica, Ca
S•••••••• A••••••• L•• national BD
Jan 15, 2013 to Jul 28, 2017 · Webster, Tx
S••••••• I••••••••• S•••••••• I••• former
Jun 3, 2002 to Jan 23, 2003 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Apr 30, 2026, registered May 4, 2026 (4 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 14, 2025, registered Nov 14, 2025 (123 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••
left Aug 28, 2024, registered Sep 5, 2024 (8 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
left May 2, 2018, registered May 17, 2018 (15 days) · Wirehouse to affiliated broker-dealer or bank
S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Jul 28, 2017, registered Jul 25, 2017 (-3 days) · Affiliated broker-dealer or bank to wirehouse
S••••••• I••••••••• S•••••••• I••• to S•••••••• A••••••• L••
left Jan 23, 2003, registered Jan 15, 2013 (3645 days) · Other

Signals

M•••••• J••••• B•••• left C•••••• S••••• • C••• I••• for A••••• A•• P••••••• S••••••• (registered 2026-05-04)
Apr 30, 2026 · Advisor changed firm · fact
M•••••• J••••• B•••• left J••• M••••• S••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-11-14)
Jul 14, 2025 · Advisor changed firm · fact
M•••••• J••••• B•••• left C•••••••• G••••• M•••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-09-05)
Aug 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address