DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• E••••• L•••••••••

M•••• F•••••••• A•••••••BD affiliatedAlpharetta, Ga dual registrantIAPD 4460486

Feed of 09/14/2026

At current firm

0 y

since Jan 23, 2026

In the industry

24 y

since Oct 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Jan 23, 2026 · Southgate, Mi
C••••••••• F•••••••• N•••••• national BD
May 15, 2018 to Jan 26, 2026 · Southgate, Mi
A•••••••• I••••••••• M••••••••• L•• former
Sep 28, 2010 to May 15, 2018 · Southgate, Mi
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Dec 15, 2008 to Jul 31, 2012 · Cedar Rapids, Ia
S•••••••• F••••••••• I••• former
Jun 26, 2007 to Dec 19, 2008 · Allen Park, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to M•••• F•••••••• A•••••••
left Jan 26, 2026, registered Jan 23, 2026 (-3 days) · Affiliated broker-dealer or bank to independent RIA
A•••••••• I••••••••• M••••••••• L•• to C••••••••• F•••••••• N••••••
left May 15, 2018, registered May 15, 2018 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to A•••••••• I••••••••• M••••••••• L••
left Jul 31, 2012, registered Sep 28, 2010 (-672 days) · Other
S•••••••• F••••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Dec 19, 2008, registered Dec 15, 2008 (-4 days) · Other

Signals

A•••••• E••••• L••••••••• left C••••••••• F•••••••• N•••••• for M•••• F•••••••• A••••••• (registered 2026-01-23)
Jan 26, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address