J••• M• N••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 20, 2022 · Fort Mill, Sc
• M••••• S•••••• wirehouse
  May 7, 2018 to Feb 24, 2020 · Morristown, Nj
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 24, 2014 to May 31, 2017 · Parsippany, Nj
• W•••• F•••• A••••••• wirehouse
  Jul 13, 2011 to Dec 5, 2013 · Short Hills, Nj
• H•••••• T••••••• • K•••• L•• independent RIA
  Jan 22, 2007 to Jan 8, 2010 · Edison, Nj
• M•• F•••••••• S•••••••• I••• former
  Aug 12, 2003 to Jan 17, 2007 · Roseland, Nj

• M••••• S•••••• to L•• F•••••••• L••
  left Feb 24, 2020, registered Jan 20, 2022 (696 days) · Wirehouse to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left May 31, 2017, registered May 7, 2018 (341 days) · Wirehouse to wirehouse · moved with a team
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Dec 5, 2013, registered Mar 24, 2014 (109 days) · Wirehouse to wirehouse
• H•••••• T••••••• • K•••• L•• to W•••• F•••• A•••••••
  left Jan 8, 2010, registered Jul 13, 2011 (551 days) · Other
• M•• F•••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••
  left Jan 17, 2007, registered Jan 22, 2007 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address