RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• H•••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Dec 19, 2025 · Winter Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 9, 2012 to Dec 18, 2025 · Winter Park, Fl
- M••••• S•••••• wirehouseDec 16, 2011 to May 10, 2012 · Winter Park, Fl
- W•••• F•••• A••••••• wirehouseDec 14, 2009 to Oct 24, 2011 · Daytona Beach, Fl
- A••••••• A••••••• S••••••• formerSep 30, 2004 to Jul 24, 2009 · Daytona Beach, Fl
- T•• A••••••• G••••• I••• unclassifiedJul 18, 2003 to Sep 30, 2004 · Ormond Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 26, 2001 to Dec 10, 2002 · Daytona Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Dec 18, 2025, registered Dec 19, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 10, 2012, registered May 9, 2012 (-1 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Oct 24, 2011, registered Dec 16, 2011 (53 days) · Wirehouse to wirehouse
- A••••••• A••••••• S••••••• to W•••• F•••• A•••••••left Jul 24, 2009, registered Dec 14, 2009 (143 days) · Other
- T•• A••••••• G••••• I••• to A••••••• A••••••• S•••••••left Sep 30, 2004, registered Sep 30, 2004 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T•• A••••••• G••••• I•••left Dec 10, 2002, registered Jul 18, 2003 (220 days) · Other
- K•••• H••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M••••••••• (registered 2025-12-19)Dec 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address