E••••• T•••••••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Oct 3, 2025 · Irvine, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Oct 30, 2024 to Jul 6, 2025 · Irvine, Ca
• M••••• S•••••• wirehouse
  Nov 22, 2010 to Apr 20, 2016 · Brea, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 31, 2003 to Apr 3, 2006 · Portland, Or

• J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••
  left Jul 6, 2025, registered Oct 3, 2025 (89 days) · Other
• M••••• S•••••• to J••• M••••• S••••••••• L••
  left Apr 20, 2016, registered Oct 30, 2024 (3115 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left Apr 3, 2006, registered Nov 22, 2010 (1694 days) · Wirehouse to wirehouse

• ••• Locked
  Jul 6, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address