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Registered advisor
A•• S•• M•••••
Feed of 09/14/2026
Also filed as Amy S M•••••
At current firm
5 y
since May 10, 2021
In the industry
24 y
since Feb 27, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••••• M••••••••• S•••• L•• BD affiliated currentsince May 10, 2021 · Lancaster, Pa
- W•••• F•••• A••••••• wirehouseOct 31, 2017 to Jan 7, 2020 · Lemoyne, Pa
- M••••• S•••••• wirehouseApr 25, 2014 to Aug 2, 2017 · Camp Hill, Pa
- W•••• F•••• A••••••• wirehouseMar 10, 2011 to Apr 22, 2014 · Wyomissing, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••left Jan 7, 2020, registered May 10, 2021 (489 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Aug 2, 2017, registered Oct 31, 2017 (90 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Apr 22, 2014, registered Apr 25, 2014 (3 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address