RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K•••• V•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 14, 2025 · Troy, Mi
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedMay 23, 2014 to May 22, 2025 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Mar 26, 2014 · West Chester, Oh
- C•••• I••••••••• S••••••• C•••• formerFeb 22, 2012 to Oct 1, 2012 · Cincinnati, Oh
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Jan 10, 2012 · Cincinnati, Oh
- N•••••• I••••••••• I••• unclassifiedAug 28, 2008 to Nov 13, 2009 · Cincinnati, Oh
- N••••••••• I••••••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••left May 22, 2025, registered Jul 14, 2025 (53 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••left Mar 26, 2014, registered May 23, 2014 (58 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••left Jan 10, 2012, registered Feb 22, 2012 (43 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- J•••• K•••• V••••• left N••••••••• I••••••••• A•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-07-14)May 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address