RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• C••••••• F••••••
- •••••••• independent RIA currentsince Feb 10, 2026 · Clayton, Mo
- L•• F•••••••• L•• BD affiliatedNov 1, 2019 to Feb 11, 2026 · Tifton, Ga
- P•••••••• S••••••••• I••• BD affiliatedMar 23, 2012 to Nov 7, 2019 · Tifton, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 30, 2007 to Mar 21, 2012 · Tifton, Ga
- E•••• S••••••••• L•• BD affiliatedJun 16, 2004 to Aug 3, 2007 · Tifton, Ga
- L•• F•••••••• L•• to ••••••••left Feb 11, 2026, registered Feb 10, 2026 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- P•••••••• S••••••••• I••• to L•• F•••••••• L••left Nov 7, 2019, registered Nov 1, 2019 (-6 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Mar 21, 2012, registered Mar 23, 2012 (2 days) · Other
- E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 3, 2007, registered Aug 30, 2007 (27 days) · Other
- S••••• C••••••• F•••••• left L•• F•••••••• L•• for &Partners (registered 2026-02-10)Feb 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address