RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 4, 2026 · Reno, Nv
- S••••• I••••••••• A•••••••• L•• BD affiliatedJul 20, 2009 to Mar 5, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 25, 2009 to Jul 17, 2009 · Incline Village, Nv
- S••••• I••••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 5, 2026, registered Mar 4, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to S••••• I••••••••• A•••••••• L••left Jul 17, 2009, registered Jul 20, 2009 (3 days) · Other
- E••• A••••• E•••• left S••••• I••••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-03-04)Mar 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address