DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Steven Hoffman
Feed of 09/14/2026
At current firm
9 y
since Nov 9, 2016
In the industry
23 y
since Apr 14, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gladstone Wealth Partners BD affiliated currentsince Nov 9, 2016 · Palm Beach Gardens, Fl
- Pnc Wealth Management BD affiliatedFeb 28, 2013 to Nov 3, 2016 · Whippany, Nj
- Santander Securities BD affiliatedSep 19, 2012 to Feb 28, 2013 · New York, Ny
- LPL Financial LLC BD affiliatedJun 11, 2009 to Sep 19, 2012 · New York, Ny
- Pnc Wealth Management BD affiliatedMay 2, 2008 to Jun 2, 2009 · Raritan, Nj
- Chase Investment Services Corp. formerApr 14, 2003 to Nov 24, 2004 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Gladstone Wealth Partnersleft Nov 3, 2016, registered Nov 9, 2016 (6 days) · Other
- Santander Securities to Pnc Wealth Managementleft Feb 28, 2013, registered Feb 28, 2013 (0 days) · Other
- LPL Financial LLC to Santander Securitiesleft Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
- Pnc Wealth Management to LPL Financial LLCleft Jun 2, 2009, registered Jun 11, 2009 (9 days) · Other
- Chase Investment Services Corp. to Pnc Wealth Managementleft Nov 24, 2004, registered May 2, 2008 (1255 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address