RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A• S••••
- G•••••••• F•••••••• G••••• L•• independent RIA currentsince Mar 20, 2023 · Bloomfield Hills, Mi
- P•••••• W••••• A••••••• G•••• formerDec 7, 2015 to Aug 6, 2020 · Troy, Mi
- G•••••••• F•••••••• G••••• I••• formerOct 14, 2013 to Dec 31, 2015 · Troy, Mi
- K•• I••••••••• S••••••• L•• BD affiliatedMar 2, 2009 to Jul 31, 2012 · Shelby Twp, Mi
- C•••• I••••••••• S••••••• C•••• formerFeb 21, 2007 to Jan 26, 2009 · Southgate, Mi
- P•••••• W••••• A••••••• G•••• to G•••••••• F•••••••• G••••• L••left Aug 6, 2020, registered Mar 20, 2023 (956 days) · RIA to RIA · moved with a team
- G•••••••• F•••••••• G••••• I••• to P•••••• W••••• A••••••• G••••left Dec 31, 2015, registered Dec 7, 2015 (-24 days) · Other · moved with a team
- K•• I••••••••• S••••••• L•• to G•••••••• F•••••••• G••••• I•••left Jul 31, 2012, registered Oct 14, 2013 (440 days) · Other
- C•••• I••••••••• S••••••• C•••• to K•• I••••••••• S••••••• L••left Jan 26, 2009, registered Mar 2, 2009 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address