DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gambit Capital Management, LLC
Latest filing Aug 3, 2026
First filing on the tape Apr 11, 2025 · 7 filings
SEC status approved since Apr 11, 2025
RAUM
$167M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$165M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$23.9M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$167M as of Aug 3, 2026
Apr 11, 2025$101M then
HNW client RAUM$149M as of Aug 3, 2026
Apr 11, 2025$89.8M then
State-registered IARs (5.B.3)6 as of Aug 3, 2026
Apr 11, 20254 then
Employees (5.A)6 as of Aug 3, 2026
Apr 11, 20254 then
Private funds: no history
RAUM +65% over the last fiscal yearIARs 4 to 6
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
- RAUM per advisor
- $23.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $439,579derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +65%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +29%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $32.8M, 57 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$149M89%
- Individuals$16.4M9.8%
- Corporations and businesses$2.1M1.3%
- Individual clients
- 58reported
- HNW clients
- 49reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 381reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $32.8M for 57 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel John PowersChartered Financial Analyst | Nashville, Tn | Mar 3, 2022 | 15 y | 1 |
| Aron Patrick Frank | Nashville, Tn | Mar 13, 2023 | 10 y | 1 |
| Peter Allan Earp | Phoenix, Az | Jan 3, 2024 | 26 y | 1 |
| Tyler Jon SchelhaasCertified Financial Planner | Nashville, Tn | Jan 16, 2024 | 22 y | 3 |
| Todd Christopher Stueve | Nashville, Tn | May 27, 2025 | 27 y | 1 |
| Anthony RessieChartered Financial Consultant | Nashville, Tn | Sep 16, 2025 | 15 y | 0 |
| Matthew Louis Mattheisen | Nashville, Tn | Jul 31, 2026 | 24 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Matthew Louis Mattheisen from Focus FinancialJul 31, 2026 · RIA to RIA
- Todd Christopher Stueve from Bluespring Wealth Management, LLCMay 27, 2025 · RIA to RIA
- Tyler Jon Schelhaas from Bluespring Wealth Management, LLCJan 16, 2024 · RIA to RIA
- Peter Allan Earp from Charles Schwab & Co., Inc.Jan 3, 2024 · Affiliated broker-dealer or bank to independent RIA
- Aron Patrick Frank from Woodbury Financial Services, Inc.Mar 13, 2023 · Affiliated broker-dealer or bank to independent RIA
- Daniel John Powers from Bluespring Wealth Management, LLCMar 3, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Daniel Powers · Manager And Ccocontrolsince 12/2021 · owns 50% to 75%
- Jon Tyler Schelhaas · Manager And Presidentcontrolsince 12/2021 · owns less than 5%
Entity owners
- Spronk Brothers Holdings, LLC · Holding Companydirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashville, Tn | 7 | 1 | 0 | ||
| Woodbury, Mn | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $101,311,686 to $167,479,471 (+65.0%) between the annual amendments of 2025-04-11 and 2026-04-28; the peer median change was +15.0% (4551 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 284 to 381Sep 2, 2025 to Mar 31, 2026
- Advisory employees · 4 to 6Sep 2, 2025 to Mar 31, 2026
- Advisory activities · 4 to 5Sep 2, 2025 to Mar 31, 2026
- HNW clients · 39 to 49Sep 2, 2025 to Mar 31, 2026
- Individual clients · 44 to 58Sep 2, 2025 to Mar 31, 2026
- Assets in custody · $97.6M to $32.8MSep 2, 2025 to Mar 31, 2026
- Employees · 4 to 6Sep 2, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 251-500Sep 2, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 6Sep 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $101M to $164MSep 2, 2025 to Mar 31, 2026
- HNW RAUM · $89.8M to $149MSep 2, 2025 to Mar 31, 2026
- Individual RAUM · $10.7M to $16.4MSep 2, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $3.2MSep 2, 2025 to Mar 31, 2026
- RAUM · $101M to $167MSep 2, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 21, 2025 to Sep 2, 2025
- Advisory activities · 3 to 4May 30, 2025 to Jul 21, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@gambitcm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 651-427-9001reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/gambitcmreportedpublic record, Form ADV, Sep 17, 2026
- Website
- gambitcm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (651) 427-9001reportedpublic record, Form ADV, Aug 3, 2026
- Contact form
- gambitcm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026