DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• D• R•••••

M•• I•••••••• S•••••••• L••BD affiliatedGreenville, Scdual registrantIAPD 4509626

Feed of 09/14/2026

Also filed as Rusty R•••••

At current firm

0 y

since May 5, 2026

In the industry

18 y

since May 16, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since May 5, 2026 · Greenville, Sc
H•••••• T••••••• • K•••• L•• independent RIA
Aug 22, 2024 to Apr 1, 2026 · Greenville, Sc
H•••••• T••••••• • K•••• L•• independent RIA
Dec 26, 2023 to Jul 3, 2024 · Greenville, Sc
W•• B•••••••• S•••••••• I••• BD affiliated
May 5, 2022 to Aug 24, 2022 · Greenville, Sc
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 16, 2020 to Jul 12, 2021 · Greenville, Sc
C••••••••• S••••••••• L•• BD affiliated
Oct 17, 2018 to Oct 15, 2019 · Anderson, Sc
E••••• J•••• national BD
Sep 16, 2016 to Oct 22, 2018 · Anderson, Sc

Moves

a registration end followed by a registration begin elsewhere

H•••••• T••••••• • K•••• L•• to M•• I•••••••• S•••••••• L••
left Apr 1, 2026, registered May 5, 2026 (34 days) · RIA to affiliated broker-dealer or bank
W•• B•••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••
left Aug 24, 2022, registered Dec 26, 2023 (489 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to W•• B•••••••• S•••••••• I•••
left Jul 12, 2021, registered May 5, 2022 (297 days) · Affiliated broker-dealer or bank to another
C••••••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Oct 15, 2019, registered Mar 16, 2020 (153 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to C••••••••• S••••••••• L••
left Oct 22, 2018, registered Oct 17, 2018 (-5 days) · Affiliated broker-dealer or bank to another

Signals

R•••••• D• R••••• left H•••••• T••••••• • K•••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-05-05)
Apr 1, 2026 · Advisor changed firm · fact
R•••••• D• R••••• left W•• B•••••••• S•••••••• I••• for H•••••• T••••••• • K•••• L•• (registered 2023-12-26)
Aug 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address