C•••• M•••••• L••••

• H••••••••• F•••••••• A••••••• BD affiliated current
  since Mar 27, 2018 · Columbus, Oh
• P•• W••••• M••••••••• BD affiliated
  Jul 21, 2011 to Mar 16, 2018 · Cleveland, Oh
• C•••• I••••••••• S••••••• C•••• former
  Jan 31, 2008 to Jul 12, 2011 · Akron, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  Apr 7, 2006 to Jan 25, 2008 · Kent, Oh

• P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••
  left Mar 16, 2018, registered Mar 27, 2018 (11 days) · Other
• C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••
  left Jul 12, 2011, registered Jul 21, 2011 (9 days) · Other
• K•• I••••••••• S••••••• L•• to C•••• I••••••••• S••••••• C••••
  left Jan 25, 2008, registered Jan 31, 2008 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address