DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••••• G••••• L••
Legal name C••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 40 filings
SEC status approved since Sep 11, 2009
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Feb 28, 2024$145M then
HNW client RAUM$0 as of Mar 31, 2026
Feb 28, 2024$102M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 28, 20120 then
Employees (5.A)5 as of Mar 31, 2026
Mar 25, 20138 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- M•••• L••• M•••••• to M•••••• W••••• M•••••••••Oct 30, 2024 · RIA to RIA
- R•••••• P••• K•••••••• to C••••• I••••••••• A••••••• L••Mar 20, 2024 · RIA to affiliated broker-dealer or bank
- W•••••• F• G•••••••• to F••••Mar 23, 2020 · Other
- C•••••• R••• S••••• to W•• I••••••••• L••Jul 31, 2019 · Other
Joined, latest
- W•••••• F• G•••••••• from W•• I••••••••• L••Oct 12, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• R••••• · Presidentcontrolsince 06/2009 · owns less than 5%
- S••••••••• A••• H•••• · Secretarycontrolsince 01/2012 · owns less than 5%
- S••••••••• D•••••• R••••• · Chief Executive Officer, Cco And Treasurercontrolsince 04/2008 · owns less than 5%
- S••••••••• D•••••• R••••• · Sole Ownercontrolsince 06/2023 · owns 75% or more of W•• H•••••• I•••
Entity owners
- W•• T••• H•••••••• L•• · Memberdirect · owns 75% or more
- W•• H•••••• I••• · Sole Ownerindirect · owns 75% or more of W•• T••• H•••••••• L••
Related persons
Schedule D 7.A
- M••••••••• S••••••••• L••investment advisernRAUM $141M
- W•• I••••••••• L••investment adviserreal estatenRAUM $540M
Advisers that list H••••••••• G••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Red Bank, Nj · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 0Dec 2, 2025 to Mar 31, 2026
- Legal name · H••••••••• G••••• L•• to CYBORGWEALTH, LLCDec 2, 2025 to Mar 31, 2026
- Accounts · 579 to 0Jul 8, 2024 to May 30, 2025
- Advisory employees · 1 to 0Jul 8, 2024 to May 30, 2025
- Charity clients · unset to 0.0Jul 8, 2024 to May 30, 2025
- Corporate clients · 2 to 0Jul 8, 2024 to May 30, 2025
- HNW clients · 43 to 0Jul 8, 2024 to May 30, 2025
- Individual clients · 119 to 0Jul 8, 2024 to May 30, 2025
- Pension plan clients · 1 to 0Jul 8, 2024 to May 30, 2025
- Pooled vehicle clients · 1 to 0Jul 8, 2024 to May 30, 2025
- Employees · 6 to 5Jul 8, 2024 to May 30, 2025
- Insurance-licensed employees · 4 to 2Jul 8, 2024 to May 30, 2025
- Financial planning clients · 101-250 to 101-250Jul 8, 2024 to May 30, 2025
- State-registered IARs · 5 to 2Jul 8, 2024 to May 30, 2025
- HNW RAUM · $102M to $0Jul 8, 2024 to May 30, 2025
- Individual RAUM · $37.4M to $0Jul 8, 2024 to May 30, 2025
- Non-discretionary RAUM · $145M to $0Jul 8, 2024 to May 30, 2025
- Pension RAUM · $2.2M to $0Jul 8, 2024 to May 30, 2025
- Pooled vehicle RAUM · $153,969 to $0Jul 8, 2024 to May 30, 2025
- RAUM · $145M to $0Jul 8, 2024 to May 30, 2025
- Accounts · unset to 579.0Sep 20, 2023 to Feb 28, 2024
- Advisory activities · 3 to 2Sep 20, 2023 to Feb 28, 2024
- Corporate clients · unset to 2.0Sep 20, 2023 to Feb 28, 2024
- HNW clients · unset to 43.0Sep 20, 2023 to Feb 28, 2024
- Individual clients · unset to 119.0Sep 20, 2023 to Feb 28, 2024
- Pension plan clients · unset to 1.0Sep 20, 2023 to Feb 28, 2024
- Pooled vehicle clients · unset to 1.0Sep 20, 2023 to Feb 28, 2024
- Employees · 5 to 6Sep 20, 2023 to Feb 28, 2024
- Insurance-licensed employees · 3 to 4Sep 20, 2023 to Feb 28, 2024
- State-registered IARs · 3 to 5Sep 20, 2023 to Feb 28, 2024
- Discretionary RAUM · unset to 0.0Sep 20, 2023 to Feb 28, 2024
- HNW RAUM · unset to 101883034.0Sep 20, 2023 to Feb 28, 2024
- Individual RAUM · unset to 37441931.0Sep 20, 2023 to Feb 28, 2024
- Non-discretionary RAUM · unset to 144942368.0Sep 20, 2023 to Feb 28, 2024
- Pension RAUM · unset to 2177613.0Sep 20, 2023 to Feb 28, 2024
- Pooled vehicle RAUM · unset to 153969.0Sep 20, 2023 to Feb 28, 2024
- RAUM · unset to 144942368.0Sep 20, 2023 to Feb 28, 2024
- Business name · H••••••••• G••••• I••• to H••••••••• G••••• L••Mar 7, 2023 to Mar 31, 2023
- Employees · 6 to 5Mar 7, 2023 to Mar 31, 2023
- Insurance-licensed employees · 4 to 3Mar 7, 2023 to Mar 31, 2023
Signals
15 dated events
- H••••••••• G••••• L•• reported RAUM $0, down 100% from $144.9M (2024-07-08 to 2025-05-30)May 30, 2025 · RAUM change · derived
- M•••• L••• M•••••• left H••••••••• G••••• L•• for M•••••• W••••• M••••••••• (registered 2024-09-26)Oct 30, 2024 · Advisor changed firm · fact
- Nicole Dina Schindler (Chief Compliance Officer) no longer on Schedule A of H••••••••• G••••• L•• (listed 2024-04-05, absent 2024-07-08)Jul 8, 2024 · Control person left · inference
- R•••••• P••• K•••••••• left H••••••••• G••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-03-14)Mar 20, 2024 · Advisor changed firm · fact
- Francis Kevin Murphy (Chief Compliance Officer & General Counsel) no longer on Schedule A of H••••••••• G••••• L•• (listed 2023-03-31, absent 2023-09-20)Sep 20, 2023 · Control person left · inference
- Nicole Dina Schindler (Chief Compliance Officer) appeared on Schedule A of H••••••••• G••••• L••Sep 20, 2023 · Control person joined · fact
- H••••••••• G••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 7, 2023 · Succession (Item 4) · fact
- Francis Kevin Murphy (Chief Compliance Officer & General Counsel) appeared on Schedule A of H••••••••• G••••• L••Dec 22, 2020 · Control person joined · fact
- Russell Walter Costenbader (Chief Compliance Officer) no longer on Schedule A of H••••••••• G••••• L•• (listed 2020-10-07, absent 2020-12-22)Dec 22, 2020 · Control person left · inference
- Renee Alyson Kest (Chief Compliance Officer & Counsel) no longer on Schedule A of H••••••••• G••••• L•• (listed 2020-08-21, absent 2020-10-02)Oct 2, 2020 · Control person left · inference
- Russell Walter Costenbader (Chief Compliance Officer) appeared on Schedule A of H••••••••• G••••• L••Oct 2, 2020 · Control person joined · fact
- James Matthew Bromberg (General Counsel) no longer on Schedule A of H••••••••• G••••• L•• (listed 2019-09-12, absent 2019-09-18)Sep 18, 2019 · Control person left · inference
- Renee Alyson Kest (Chief Compliance Officer & Counsel) appeared on Schedule A of H••••••••• G••••• L••Aug 7, 2019 · Control person joined · fact
- Rose Cynthia Bonna (Chief Compliance Officer) no longer on Schedule A of H••••••••• G••••• L•• (listed 2019-03-13, absent 2019-08-07)Aug 7, 2019 · Control person left · inference
- Edward Gary Stroik (Vice President) no longer on Schedule A of H••••••••• G••••• L•• (listed 2018-07-18, absent 2019-03-13)Mar 13, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 732-945-3830reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026