DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Michael Sullivan
Feed of 09/14/2026
At current firm
9 y
since Nov 30, 2016
In the industry
23 y
since Dec 11, 2002 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Nov 30, 2016 · Akron, Oh
- Financial Engines Advisor Center, LLC formerSep 8, 2016 to Nov 30, 2016 · Avon, Oh
- Valic Financial Advisors, Inc. BD affiliatedSep 1, 2015 to Sep 8, 2016 · Independence, Oh
- Td Ameritrade Investment Management, LLC formerMar 18, 2011 to Jul 13, 2015 · Beachwood, Oh
- Td Ameritrade, Inc. formerMar 18, 2011 to Jul 13, 2015 · Orange Village, Oh
- Citizens Securities, Inc. BD affiliatedJun 2, 2010 to Mar 23, 2011 · Alliance, Oh
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to May 24, 2010 · Westlake, Oh
- Ameriprise Advisor Services, Inc. unclassifiedAug 28, 2007 to Oct 5, 2009 · Westlake, Oh
- Edward Jones national BDAug 24, 2005 to Mar 15, 2006 · Jacksonville, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 12, 2004 to Aug 5, 2005 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- Valic Financial Advisors, Inc. to Financial Engines Advisor Center, LLCleft Sep 8, 2016, registered Sep 8, 2016 (0 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jul 13, 2015, registered Mar 18, 2011 (-1578 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jul 13, 2015, registered Mar 18, 2011 (-1578 days) · Other
- Citizens Securities, Inc. to Td Ameritrade Investment Management, LLCleft Mar 23, 2011, registered Mar 18, 2011 (-5 days) · Other
- Ameriprise Financial Services, LLC to Citizens Securities, Inc.left May 24, 2010, registered Jun 2, 2010 (9 days) · Other
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- Edward Jones to Ameriprise Advisor Services, Inc.left Mar 15, 2006, registered Aug 28, 2007 (531 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Edward Jonesleft Aug 5, 2005, registered Aug 24, 2005 (19 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address