RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••••• H•••••
- C••••••• P••••••• independent RIA currentsince Mar 25, 2014 · Overland Park, Ks
- F••••• M••••• W••••• A•••••••• L•• independent RIAApr 4, 2008 to Jan 14, 2014 · Kansas City, Mo
- D••••••• no RAUMDec 26, 2000 to Nov 6, 2002 · Overland Park, Ks
- F••••• M••••• W••••• A•••••••• L•• to C••••••• P•••••••left Jan 14, 2014, registered Mar 25, 2014 (70 days) · Other
- D••••••• to F••••• M••••• W••••• A•••••••• L••left Nov 6, 2002, registered Apr 4, 2008 (1976 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address