RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A••••• P•••••••••
- M•••••• I••••••••• i••••••••• wealth currentsince Apr 4, 2023 · Oakbrook Terrace, Il
- M•••••• BD affiliatedJul 22, 2016 to Apr 3, 2023 · Oakbrook Terrace, Il
- M•••••• W••••• A••••••• formerSep 4, 2015 to Mar 31, 2018 · Oak Brook, Il
- C••••••• F•••••••• A••••••• I•• i••••••••• wealthDec 16, 2011 to Sep 10, 2015 · Downers Grove, Il
- M•••••• to M•••••• I•••••••••left Apr 3, 2023, registered Apr 4, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••••• W••••• A••••••• to M••••••left Mar 31, 2018, registered Jul 22, 2016 (-617 days) · Other · moved with a team
- C••••••• F•••••••• A••••••• I•• to M•••••• W••••• A•••••••left Sep 10, 2015, registered Sep 4, 2015 (-6 days) · Other
- K•••• A••••• P••••••••• left Mariner for M•••••• I••••••••• (registered 2023-04-04)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address