RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S•••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Jun 22, 2026 · Urbandale, Ia
- K•••••••• S••••••••• L•• state registered currentsince Jun 29, 2025 · Leander, Tx
- K••••• A••••••• S•••••••• L•• BD affiliatedMar 31, 2022 to Nov 5, 2024 · Austin, Tx
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMOct 6, 2021 to Jan 11, 2022 · Leander, Tx
- P•••• S••••••••• L•• no RAUMAug 12, 2020 to Jul 29, 2021 · Austin, Tx
- W•••• F•••• A••••••• wirehouseJan 22, 2014 to Aug 13, 2020 · Minneapolis, Mn
- K••••• A••••••• S•••••••• L•• to K•••••••• S••••••••• L••left Nov 5, 2024, registered Jun 29, 2025 (236 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E•••• • Y•••• I••••••••• A••••••• L•• to K••••• A••••••• S•••••••• L••left Jan 11, 2022, registered Mar 31, 2022 (79 days) · Other
- P•••• S••••••••• L•• to E•••• • Y•••• I••••••••• A••••••• L••left Jul 29, 2021, registered Oct 6, 2021 (69 days) · Other
- W•••• F•••• A••••••• to P•••• S••••••••• L••left Aug 13, 2020, registered Aug 12, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• S••••• left K••••• A••••••• S•••••••• L•• for K•••••••• S••••••••• L•• (registered 2025-06-29)Nov 5, 2024 · Advisor changed firm · fact
- W•••••• S••••• left E•••• • Y•••• I••••••••• A••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2022-03-31)Jan 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address