T•••••• A••••• M••••

• I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
  since Feb 5, 2021 · Erie, Pa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 12, 2013 to Feb 9, 2021 · Erie, Pa
• A••••• A•• P••••••• S••••••• BD affiliated
  Dec 20, 2007 to Mar 1, 2013 · Charlotte, Nc
• V••••••• A•••••••• I••• BD affiliated
  Jul 7, 2005 to Oct 25, 2007 · Wayne, Pa

• A••••••••• F•••••••• S•••••••• L•• to I••••••••• A•••••• A•••••••• L••
  left Feb 9, 2021, registered Feb 5, 2021 (-4 days) · Affiliated broker-dealer or bank to independent RIA
• A••••• A•• P••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••
  left Mar 1, 2013, registered Apr 12, 2013 (42 days) · Other
• V••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••
  left Oct 25, 2007, registered Dec 20, 2007 (56 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

I••••••••• WEALTHderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address